Auto Portability's Regulatory Framework

The U.S. Department of Labor (DOL) has promulgated important guidance for the RCH Auto Portability program: Advisory Opinion 2018-01A, issued 11/6/18, and their Prohibited Transaction Exemption (PTE) 2019-02, finalized & published 7/30/19.

Together, the DOL's two actions defined the regulatory framework that the RCH Auto Portability Program adheres to, including important program parameters, fiduciary responsibilities, participant communications, disclosures & fees and other important features.

Links to the two, finalized documents are provided below:

Advisory Opinion 2018-01A

Advisory Opinion 2018-01A




Prohibited Transaction Exemption 2019-02

PTE 2019-02

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